Company Description
Your trusted CFD platform, Nexus Fintrade Limited, allows you to trade CFDs over 100+ currency pairs, equities, indices, precious metals, energies, and commodities using the Nexus Fintrade mobile application. The company is located in WP Kuala Lumpur.
Role Description
The Senior Compliance Executive performs a supporting role in regulatory advisory, regulatory risk management, and training as well as executing compliance monitoring and risk control activities.
Task and Responsibilities:
- Provide support and assist the Compliance Manager in developing, implementing, and monitoring compliance programs to ensure adherence to applicable laws, regulations, and internal policies.
- Research, gather data, and complete analysis of compliance and licensing matters under the supervision of the Compliance Manager.
- Assist in conducting regular compliance audits and risk assessments to identify potential issues and implement corrective actions.
- Develop, implement, and deliver compliance-related training programs (including organizing compliance events) to employees at all levels of the organization including the development and implementation of a compliance training plan tailored to the organization's needs.
- Stay informed about changes in law and regulations and assess their impact on the company's operation.
- Prepare and manage responses to regulatory inquiries, investigations, and enforcement actions.
- Manage external legal counsel and other professional advisors as needed.
- Assist in overseeing and executing AML Compliance Operation matters.
- Ensure proper documentation in the Compliance Department.
- Any ad-hoc tasks are given by the Compliance Manager.
Qualification & Experiences
- Bachelor's Degree in Finance, Business, Law, or equivalent.
- Proven experience in compliance, risk management, AML/KYC, KYT, or a related field.
- Good to have a working background in a highly regulated environment.
- Prefer to have working experience in Crypto and Fintech environment.
Knowledge & Skills
- Good to know the industry's standards and regulations.
- Strong analytical and problem-solving abilities.
- Attention to detail and a high level of integrity.
- Strong communication skills and negotiation skills with the ability to interact effectively with stakeholders at all levels.
- Good to have in-depth knowledge of the AML/CFT program, ABC policy, GRC, etc.
- Good to have certifications, such as ACAMS, ICA, or other relevant certifications.
