Company Description
Mercury Securities is a leading securities firm in Malaysia, providing delivery and execution of stockbroking and financial solutions. We are registered as a Participating Organization of Bursa Malaysia Securities Bhd. With operations that began in 1992, Mercury has expanded to seven branches across East and West Malaysia.
Ensure adherence to regulatory requirements by developing and implementing compliance policies along with the Head of Compliance.
- Conduct audits and risk assessments, oversee client onboarding and KYC/AML checks, and provide staff training on compliance issues.
Report findings to senior management, collaborate with regulatory bodies, and work with internal departments to mitigate compliance risks and maintain ethical standards.
Strong knowledge and experience in compliance management and regulatory compliance- Analytical skills for conducting assessments and evaluations
Effective communication skills to convey compliance-related information
- Detail-oriented mindset with strong organizational skills
Knowledge of financial industry regulations and best practices- Bachelor's degree in Business, Finance, Law, or a related field
Job Type: Full-time
Pay: RM2,- 00 - RM3,000.00 per month
Schedule: - Day shift
Monday to Friday
