Location : Jalan Bukit Bintang, KL
Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions.
- Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities especially in fund management activity.
Ensure proper reporting of violations or potential violations to Head of Compliance.- Assist in reporting and follow-up of any compliance related internal investigations
Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.
Preferably with
3 years experience in Audit, Compliance, Operations or Risk Management.
- Experience in Fund Management industry and passed Module 9, 10 and 11 of Securities Industry Development Corporation (SIDC) Licensing Examinations
Possess good understanding of the regulatory requirements pertaining to Securities Commission, FIMM and/or Bank Negara Malaysia.
Job Types: Full-time, Permanent
Pay: RM6,- 00 - RM7,000.00 per month
Benefits: - Free parking
Health insurance
Opportunities for promotion Professional development
Schedule:
Monday to Friday
Supplemental pay types: Performance bonus
Application Question(s):
- Do you passed Module 9, 10 and 11 of SIDC Licensing Examinations
What is your expected salary - When you are able to start work
Experience:
Compliance (Fund Management): 1 year (Required)
